DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jennifer Nicole Carter

Vanguard Advisers, Inc.BD affiliatedPlano, Txdual registrantIAPD 6311012

Feed of 09/14/2026

Also filed as Jennifer Nicole Morgan

At current firm

4 y

since Aug 11, 2022

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Vanguard Advisers, Inc. BD affiliated current
since Aug 11, 2022 · Plano, Tx
E*Trade Capital Management, LLC former
Jul 21, 2020 to Jun 24, 2022 · Arlington, Va
Fidelity Personal And Workplace Advisors former
May 30, 2019 to Mar 2, 2020 · Southlake, Tx
Fisher Investments independent RIA
Oct 18, 2017 to Feb 15, 2019 · Plano, Tx
Usaa Financial Planning Services former
Oct 15, 2014 to Oct 13, 2017 · Addison, Tx

Moves

a registration end followed by a registration begin elsewhere

E*Trade Capital Management, LLC to Vanguard Advisers, Inc.
left Jun 24, 2022, registered Aug 11, 2022 (48 days) · RIA to affiliated broker-dealer or bank
Fidelity Personal And Workplace Advisors to E*Trade Capital Management, LLC
left Mar 2, 2020, registered Jul 21, 2020 (141 days) · Affiliated broker-dealer or bank to independent RIA
Fisher Investments to Fidelity Personal And Workplace Advisors
left Feb 15, 2019, registered May 30, 2019 (104 days) · RIA to affiliated broker-dealer or bank
Usaa Financial Planning Services to Fisher Investments
left Oct 13, 2017, registered Oct 18, 2017 (5 days) · Other

Signals

Jennifer Nicole Carter left E*Trade Capital Management, Llc for Vanguard Advisers, Inc. (registered 2022-08-11)
Jun 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address