DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• D•••••• P••••••

T••••• A••••••• S•••••••• I•••BD affiliatedPalmetto, Fldual registrantIAPD 6311553

Feed of 09/14/2026

Also filed as B•••• P••••••

At current firm

4 y

since Apr 5, 2022

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Apr 5, 2022 · Palmetto, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 12, 2017 to Apr 5, 2022 · St. Petersburg, Fl
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Jan 23, 2017 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jun 23, 2015 to Dec 15, 2015 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T••••• A••••••• S•••••••• I•••
left Apr 5, 2022, registered Apr 5, 2022 (0 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 23, 2017, registered Apr 12, 2017 (79 days) · Other
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

B•••• D•••••• P•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T••••• A••••••• S•••••••• I••• (registered 2022-04-05)
Apr 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address