DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• H•••

J••• M••••• S••••••••• L••wirehouseShady Cove, Or dual registrantIAPD 6315764

Feed of 09/15/2026

Also filed as Alisha Deann Karnafel

At current firm

1 y

since Mar 28, 2025

In the industry

20 y

since Oct 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 28, 2025 · Shady Cove, Or
W•••• F•••• A••••••• wirehouse
Aug 23, 2024 to Apr 4, 2025 · Vancouver, Wa
K•• I••••••••• S••••••• L•• BD affiliated
Nov 23, 2022 to Aug 8, 2024 · Brooklyn, Oh
W•••• F•••• A••••••• wirehouse
Mar 9, 2022 to Aug 4, 2022 · San Luis Obispo, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 2, 2020 to Jan 26, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Apr 4, 2025, registered Mar 28, 2025 (-7 days) · Wirehouse to wirehouse
K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••
left Aug 8, 2024, registered Aug 23, 2024 (15 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to K•• I••••••••• S••••••• L••
left Aug 4, 2022, registered Nov 23, 2022 (111 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jan 26, 2022, registered Mar 9, 2022 (42 days) · Wirehouse to wirehouse

Signals

A••••• H••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2025-03-28)
Apr 4, 2025 · Advisor changed firm · fact
A••••• H••• left K•• I••••••••• S••••••• L•• for W•••• F•••• A••••••• (registered 2024-08-23)
Aug 8, 2024 · Advisor changed firm · fact
A••••• H••• left W•••• F•••• A••••••• for K•• I••••••••• S••••••• L•• (registered 2022-11-23)
Aug 4, 2022 · Advisor changed firm · fact
A••••• H••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-03-09)
Jan 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address