B•••••• W•••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Aug 7, 2024 · Pittsford, Ny
• C••••••••• F•••••••• N•••••• national BD
  Jul 19, 2021 to Apr 16, 2024 · Pittsford, Ny
• T• A••••••••• I••••••••• M••••••••• L•• former
  Apr 26, 2019 to Dec 31, 2020 · Rochester, Ny
• T• A••••••••• I••• former
  Apr 24, 2019 to Jan 11, 2021 · Pittsford, Ny

• C••••••••• F•••••••• N•••••• to E•••••• A••••••• G••••• L••
  left Apr 16, 2024, registered Aug 7, 2024 (113 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Jan 11, 2021, registered Apr 26, 2019 (-626 days) · channel change inside one enterprise, not a move · moved with a team
• T• A••••••••• I••••••••• M••••••••• L•• to C••••••••• F•••••••• N••••••
  left Dec 31, 2020, registered Jul 19, 2021 (200 days) · RIA to affiliated broker-dealer or bank

• ••• Locked
  Apr 16, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address