DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• R••••• B••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6319336

Feed of 09/14/2026

Also filed as D•••• B••••••

At current firm

4 y

since Aug 29, 2022

In the industry

15 y

since Jun 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Aug 29, 2022 · Scottsdale, Az
S••••••••• A•••••• A•••••••• I••• former
Nov 6, 2020 to Jul 14, 2022 · Las Vegas, Nv
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 18, 2020 to Oct 26, 2020 · Las Vegas, Nv
P•••••••• A••••••• national BD
Apr 18, 2017 to Jul 14, 2020 · North Las Vegas, Nv
L•••••• I••••••••• independent RIA
Jan 12, 2015 to Nov 1, 2016 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to V••••••• A•••••••• I•••
left Jul 14, 2022, registered Aug 29, 2022 (46 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Oct 26, 2020, registered Nov 6, 2020 (11 days) · Affiliated broker-dealer or bank to another
P•••••••• A••••••• to M•• I•••••••• S•••••••• L••
left Jul 14, 2020, registered Aug 18, 2020 (35 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to P•••••••• A•••••••
left Nov 1, 2016, registered Apr 18, 2017 (168 days) · Other

Signals

D•••• R••••• B•••••• left S••••••••• A•••••• A•••••••• I••• for V••••••• A•••••••• I••• (registered 2022-08-29)
Jul 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address