DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• P••••••

S••••• A••••••• W•••••• L••independent RIAByron Center, Mi IA-onlyIAPD 6323126

Feed of 09/14/2026

At current firm

0 y

since Apr 27, 2026

In the industry

11 y

since Jan 20, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• A••••••• W•••••• L•• independent RIA current
since Apr 27, 2026 · Detroit, Mi
C••••••• P•••••••• I••• independent RIA
Feb 15, 2023 to Nov 5, 2024 · New York, Ny
W••••••••• I••••••••• M••••••••• L•• independent RIA
Nov 25, 2020 to Oct 14, 2022 · Grand Rapids, Mi
S••••••• F•••••••• S•••••••• I••• former
Feb 28, 2020 to Jul 27, 2020 · Novi, Mi
B••••••••• A•••• M••••••••• L•• asset manager
Aug 12, 2016 to Nov 22, 2019 · Wheaton, Il
B••••••••• W••••• A•••••••• L•• no RAUM
Aug 12, 2016 to Nov 22, 2019 · Grand Rapids, Mi
U•• F•••••••• S••••••••• L•• independent RIA
Jan 22, 2015 to Dec 7, 2015 · Ada, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••••• I••• to S••••• A••••••• W•••••• L••
left Nov 5, 2024, registered Apr 27, 2026 (538 days) · RIA to RIA
W••••••••• I••••••••• M••••••••• L•• to C••••••• P•••••••• I•••
left Oct 14, 2022, registered Feb 15, 2023 (124 days) · RIA to RIA
S••••••• F•••••••• S•••••••• I••• to W••••••••• I••••••••• M••••••••• L••
left Jul 27, 2020, registered Nov 25, 2020 (121 days) · Affiliated broker-dealer or bank to independent RIA
B••••••••• W••••• A•••••••• L•• to B••••••••• A•••• M••••••••• L••
left Nov 22, 2019, registered Aug 12, 2016 (-1197 days) · channel change inside one enterprise, not a move
B••••••••• A•••• M••••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Nov 22, 2019, registered Feb 28, 2020 (98 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••••• L•• to B••••••••• W••••• A•••••••• L••
left Dec 7, 2015, registered Aug 12, 2016 (249 days) · Other

Signals

K••• P•••••• left C••••••• P•••••••• I••• for S••••• A••••••• W•••••• L•• (registered 2026-04-27)
Nov 5, 2024 · Advisor changed firm · fact
K••• P•••••• left W••••••••• I••••••••• M••••••••• L•• for C••••••• P•••••••• I••• (registered 2023-02-15)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address