RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R••••••••• B••••
- L•••••• I••••••••• independent RIA currentsince Sep 8, 2026 · Fort Washington, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 30, 2014 · East Meadow, Ny
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 30, 2014 to Sep 17, 2026 · Latham, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 24, 2014 to Oct 3, 2014 · Jersey City, Nj
- V•••• F•••••••• A•••••••• I••• to L•••••• I•••••••••left Sep 17, 2026, registered Sep 8, 2026 (-9 days) · Affiliated broker-dealer or bank to independent RIA
- V••• F•••••••• A•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Oct 3, 2014, registered Sep 30, 2014 (-3 days) · Other
- J••••••• R••••••••• B•••• left V•••• F•••••••• A•••••••• I••• for L•••••• I••••••••• (registered 2026-09-08)Sep 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address