DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• O••••••

C•••••• S••••• • C••• I•••national BDBerkeley, Cadual registrantIAPD 6328623

Feed of 09/14/2026

Also filed as Ryan Gon Overton

At current firm

1 y

since Jul 29, 2025

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jul 29, 2025 · Berkeley, Ca
W•••• F•••• A••••••• wirehouse
Dec 16, 2024 to Jul 8, 2025 · San Francisco, Ca
A••••• A•• P••••••• S••••••• BD affiliated
Nov 21, 2023 to Dec 17, 2024 · San Francisco, Ca
M••••• S•••••• wirehouse
Sep 5, 2023 to Nov 9, 2023 · San Francisco, Ca
E•••••• C•••••• M••••••••• L•• former
Feb 14, 2019 to Sep 5, 2023 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 3, 2018 to Feb 8, 2019 · Oakland, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••
left Jul 8, 2025, registered Jul 29, 2025 (21 days) · Wirehouse to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to W•••• F•••• A•••••••
left Dec 17, 2024, registered Dec 16, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to A••••• A•• P••••••• S•••••••
left Nov 9, 2023, registered Nov 21, 2023 (12 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••
left Feb 8, 2019, registered Feb 14, 2019 (6 days) · Wirehouse to independent RIA

Signals

R••• O•••••• left W•••• F•••• A••••••• for C•••••• S••••• • C••• I••• (registered 2025-07-29)
Jul 8, 2025 · Advisor changed firm · fact
R••• O•••••• left A••••• A•• P••••••• S••••••• for W•••• F•••• A••••••• (registered 2024-12-16)
Dec 17, 2024 · Advisor changed firm · fact
R••• O•••••• left M••••• S•••••• for A••••• A•• P••••••• S••••••• (registered 2023-11-21)
Nov 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address