RIA Intelligence

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Jul 11, 2025 · Lexington, Ky
• A••••• A•• P••••••• S••••••• BD affiliated
  Jun 3, 2019 to Jul 11, 2022 · Lexington, Ky
• V••• F•••••••• A•••••••• I••• BD affiliated
  Oct 28, 2016 to May 17, 2019 · Bloomfield Hills, Mi
• W•••• F•••• A••••••• wirehouse
  Jul 30, 2014 to Oct 26, 2016 · Lexington, Ky

• V••• F•••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
  left May 17, 2019, registered Jun 3, 2019 (17 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to V••• F•••••••• A•••••••• I•••
  left Oct 26, 2016, registered Oct 28, 2016 (2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address