RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• N••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 2, 2026 · Chicago, Il
- N••••••••• A•••• M••••••••• L•• independent RIAJun 30, 2020 to Dec 31, 2024 · Stamford, Ct
- N••••••••• A•••• M••••••••• L•• independent RIAJun 30, 2020 to Mar 20, 2026 · Stamford, Ct
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthSep 27, 2018 to Apr 29, 2020 · Chicago, Il
- B••••• D••••••• F•••• L•• formerMay 10, 2016 to Sep 12, 2018 · Itasca, Il
- E••••• J•••• national BDAug 4, 2015 to Mar 14, 2016 · Bloomington, Il
- N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 20, 2026, registered Jan 2, 2026 (-77 days) · corporate re-registration, not a move
- M•••••• F•••••••• I••••••••• M••••••••• I••• to N••••••••• A•••• M••••••••• L••left Apr 29, 2020, registered Jun 30, 2020 (62 days) · RIA to RIA
- B••••• D••••••• F•••• L•• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Sep 12, 2018, registered Sep 27, 2018 (15 days) · RIA to RIA
- E••••• J•••• to B••••• D••••••• F•••• L••left Mar 14, 2016, registered May 10, 2016 (57 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address