DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Harrison

Wells Fargo AdvisorswirehouseOrland Park, Il dual registrantIAPD 6332769

Feed of 09/15/2026

Also filed as Steven Wayne Harrison

At current firm

0 y

since Apr 21, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Apr 21, 2026 · Chicago, Il
LPL Enterprise, LLC BD affiliated
Nov 14, 2024 to Apr 21, 2026 · Rosemont, Il
Pruco Securities, LLC no RAUM
Jan 10, 2023 to Nov 14, 2024 · Rosemont, Il
Fifth Third Securities, Inc. BD affiliated
Oct 21, 2021 to Jan 10, 2023 · Orland Park, Il
LPL Financial LLC BD affiliated
Mar 24, 2021 to Nov 17, 2021 · Chicago, Il
Bmo Harris Financial Advisors, Inc former
Sep 24, 2018 to Mar 24, 2021 · Chicago, Il
Cg Advisory Services independent RIA
Oct 5, 2017 to Sep 5, 2018 · Naperville, Il
Strategic Advisers LLC national BD
Jun 15, 2016 to Apr 11, 2017 · Geneva, Il

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Wells Fargo Advisors
left Apr 21, 2026, registered Apr 21, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Fifth Third Securities, Inc. to Pruco Securities, LLC
left Jan 10, 2023, registered Jan 10, 2023 (0 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Fifth Third Securities, Inc.
left Nov 17, 2021, registered Oct 21, 2021 (-27 days) · Affiliated broker-dealer or bank to another
Bmo Harris Financial Advisors, Inc to LPL Financial LLC
left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
Cg Advisory Services to Bmo Harris Financial Advisors, Inc
left Sep 5, 2018, registered Sep 24, 2018 (19 days) · RIA to affiliated broker-dealer or bank
Strategic Advisers LLC to Cg Advisory Services
left Apr 11, 2017, registered Oct 5, 2017 (177 days) · Other

Signals

Steven Harrison left Lpl Enterprise, Llc for Wells Fargo Advisors (registered 2026-04-21)
Apr 21, 2026 · Advisor changed firm · fact
Steven Harrison left Fifth Third Securities, Inc. for Pruco Securities, Llc (registered 2023-01-10)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address