RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• D•••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Apr 22, 2026 · Cordova, Tn
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 17, 2026 · Germantown, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 10, 2023 to Mar 31, 2025 · Germantown, Tn
- U•• F•••••••• S••••••• I••• wirehouseDec 14, 2018 to Oct 20, 2022 · Houston, Tx
- S••••••• F•••••••• S•••••••• I••• formerDec 8, 2016 to Dec 7, 2018 · Houston, Tx
- C•• S••••••••• L•• formerDec 8, 2016 to Dec 7, 2018 · Houston, Tx
- S•••••••• A••••••• L•• to S•••• I••••• S••••••••• L••left Apr 17, 2026, registered Apr 22, 2026 (5 days) · Affiliated broker-dealer or bank to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 20, 2022, registered Jan 10, 2023 (82 days) · Wirehouse to affiliated broker-dealer or bank
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Dec 7, 2018, registered Dec 8, 2016 (-729 days) · channel change inside one enterprise, not a move
- S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••left Dec 7, 2018, registered Dec 8, 2016 (-729 days) · Other
- J•••• A•••• D••••• left S•••••••• A••••••• L•• for S•••• I••••• S••••••••• L•• (registered 2026-04-22)Apr 17, 2026 · Advisor changed firm · fact
- J•••• A•••• D••••• left U•• F•••••••• S••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-01-10)Oct 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address