DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••• M••••••

E••••• J••••national BDCocoa, Fldual registrantIAPD 6338791

Feed of 09/14/2026

Also filed as J••• P•••• M••••••

At current firm

1 y

since Nov 25, 2024

In the industry

11 y

since Nov 17, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Nov 25, 2024 · Cocoa, Fl
P•• W••••• M••••••••• BD affiliated
May 20, 2021 to Nov 21, 2024 · Cocoa, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 5, 2017 to May 3, 2021 · Rockledge, Fl
P•• W••••• M••••••••• BD affiliated
Feb 27, 2017 to Apr 27, 2017 · Rockledge, Fl
W•••• F•••• A••••••• wirehouse
Sep 9, 2015 to Feb 3, 2017 · Melbourne, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 19, 2014 to Jul 30, 2015 · Rockledge, Fl

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to E••••• J••••
left Nov 21, 2024, registered Nov 25, 2024 (4 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••
left May 3, 2021, registered May 20, 2021 (17 days) · Affiliated broker-dealer or bank to another
P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••
left Apr 27, 2017, registered Jun 5, 2017 (39 days) · Other
W•••• F•••• A••••••• to P•• W••••• M•••••••••
left Feb 3, 2017, registered Feb 27, 2017 (24 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jul 30, 2015, registered Sep 9, 2015 (41 days) · Wirehouse to wirehouse

Signals

J••• P•••• M•••••• left P•• W••••• M••••••••• for E••••• J•••• (registered 2024-11-25)
Nov 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address