DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Rainwater
Certified Financial Planner
Feed of 09/15/2026
Also filed as William Rainwater
At current firm
0 y
since Mar 10, 2026
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- United Brokerage Services Inc BD affiliated currentsince Mar 10, 2026 · Clover, Sc
- Truist Advisory Services, Inc. BD affiliatedOct 29, 2024 to Mar 2, 2026 · Charlotte, Nc
- Vanguard Advisers, Inc. BD affiliatedAug 29, 2017 to Oct 16, 2024 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to United Brokerage Services Incleft Mar 2, 2026, registered Mar 10, 2026 (8 days) · Affiliated broker-dealer or bank to another
- Vanguard Advisers, Inc. to Truist Advisory Services, Inc.left Oct 16, 2024, registered Oct 29, 2024 (13 days) · Affiliated broker-dealer or bank to another
Signals
- William Rainwater left Truist Advisory Services, Inc. for United Brokerage Services Inc (registered 2026-03-10)Mar 2, 2026 · Advisor changed firm · fact
- William Rainwater left Vanguard Advisers, Inc. for Truist Advisory Services, Inc. (registered 2024-10-29)Oct 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address