DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas James Claud

Waverly Advisors, LLCindependent RIABirmingham, AlIA-onlyIAPD 6353290

Feed of 09/14/2026

Also filed as Tj Claud

At current firm

0 y

since May 7, 2026

In the industry

11 y

since May 8, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Waverly Advisors, LLC independent RIA current
since May 7, 2026 · Birmingham, Al
Oneascent Family Offices mixed wealth
Nov 21, 2022 to Apr 27, 2026 · Birmingham, Al
Oneascent Financial Services LLC independent RIA
Apr 26, 2022 to Apr 27, 2026 · Birmingham, Al
Oneascent Wealth Management independent RIA
Apr 26, 2022 to Apr 27, 2026 · Birmingham, Al
Holland Advisory Services, Inc. independent RIA
May 8, 2015 to Sep 19, 2016 · Ormond Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Oneascent Financial Services LLC to Oneascent Wealth Management
left Apr 27, 2026, registered Apr 26, 2022 (-1462 days) · RIA to RIA
Oneascent Wealth Management to Oneascent Family Offices
left Apr 27, 2026, registered Nov 21, 2022 (-1253 days) · Other
Oneascent Family Offices to Waverly Advisors, LLC
left Apr 27, 2026, registered May 7, 2026 (10 days) · RIA to RIA
Holland Advisory Services, Inc. to Oneascent Financial Services LLC
left Sep 19, 2016, registered Apr 26, 2022 (2045 days) · Other

Signals

Thomas James Claud left Oneascent Family Offices for Waverly Advisors, Llc (registered 2026-05-07)
Apr 27, 2026 · Advisor changed firm · fact
Thomas James Claud left Oneascent Wealth Management for Oneascent Family Offices (registered 2022-11-21)
Apr 27, 2026 · Advisor changed firm · fact
Thomas James Claud left Oneascent Financial Services Llc for Oneascent Wealth Management (registered 2022-04-26)
Apr 27, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address