DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•• G•••••••• N•••••

G•••••• W••••• P•••••••• L••independent RIAAppleton, Wi dual registrantIAPD 6356249

Feed of 09/14/2026

Also filed as A•• G•••••••• N•••••

At current firm

1 y

since Jun 30, 2025

In the industry

10 y

since Jan 28, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••••• W••••• P•••••••• L•• independent RIA current
since Jun 30, 2025 · Santa Fe, Nm
H••••••••• G•••• E••••• • R••••••••• S••••••••• former
Mar 27, 2023 to Oct 8, 2025 · Scottsdale, Az
R•• A•••••••• L•• independent RIA
Jun 1, 2021 to Apr 12, 2023 · Vestavia Hills, Al
E••••• J•••• national BD
Sep 14, 2016 to Jun 2, 2021 · Santa Fe, Nm

Moves

a registration end followed by a registration begin elsewhere

H••••••••• G•••• E••••• • R••••••••• S••••••••• to G•••••• W••••• P•••••••• L••
left Oct 8, 2025, registered Jun 30, 2025 (-100 days) · RIA to RIA
R•• A•••••••• L•• to H••••••••• G•••• E••••• • R••••••••• S•••••••••
left Apr 12, 2023, registered Mar 27, 2023 (-16 days) · RIA to RIA
E••••• J•••• to R•• A•••••••• L••
left Jun 2, 2021, registered Jun 1, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

A•• G•••••••• N••••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for G•••••• W••••• P•••••••• L•• (registered 2025-06-30)
Oct 8, 2025 · Advisor changed firm · fact
A•• G•••••••• N••••• left R•• A•••••••• L•• for H••••••••• G•••• E••••• • R••••••••• S••••••••• (registered 2023-03-27)
Apr 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address