RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A•••••••• C••••••••
- M•••••• I••••••••• i••••••••• wealth currentsince Dec 5, 2022 · New York, Ny
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMAug 8, 2022 to Dec 20, 2022 · Secaucus, Nj
- S••••••• W••••• M••••••••• unclassifiedMay 4, 2018 to Feb 7, 2019 · Prospect Park, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedOct 27, 2015 to Jun 6, 2017 · Parsippany, Nj
- E•••• • Y•••• I••••••••• A••••••• L•• to M•••••• I•••••••••left Dec 20, 2022, registered Dec 5, 2022 (-15 days) · Other
- S••••••• W••••• M••••••••• to E•••• • Y•••• I••••••••• A••••••• L••left Feb 7, 2019, registered Aug 8, 2022 (1278 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to S••••••• W••••• M•••••••••left Jun 6, 2017, registered May 4, 2018 (332 days) · Other
- A••••• A•••••••• C•••••••• left E•••• • Y•••• I••••••••• A••••••• L•• for M•••••• I••••••••• (registered 2022-12-05)Dec 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address