DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• J••••• B•••••

O••• P•••••••• L••independent RIATulsa, Ok IA-onlyIAPD 6357464

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Feb 10, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••• P•••••••• L•• independent RIA current
since Feb 10, 2026 · Tulsa, Ok
R••• F•••••••• P••••••• independent RIA
Apr 21, 2025 to Sep 11, 2025 · San Diego, Ca
A•••••• W••••• L• independent RIA
Feb 7, 2024 to Jan 22, 2025 · Lake Oswego, Or
O••••• I••••••••• A••••••• L•• independent RIA
Dec 6, 2021 to Feb 2, 2024 · Santa Monica, Ca
N••••••• R••••••••• S•••••••• I••• institutional
Feb 6, 2018 to Oct 22, 2021 · San Francisco, Ca
Y•••• B••• I••• independent RIA
Jun 3, 2017 to Sep 29, 2017 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

R••• F•••••••• P••••••• to O••• P•••••••• L••
left Sep 11, 2025, registered Feb 10, 2026 (152 days) · RIA to RIA
A•••••• W••••• L• to R••• F•••••••• P•••••••
left Jan 22, 2025, registered Apr 21, 2025 (89 days) · RIA to RIA
O••••• I••••••••• A••••••• L•• to A•••••• W••••• L•
left Feb 2, 2024, registered Feb 7, 2024 (5 days) · RIA to RIA
N••••••• R••••••••• S•••••••• I••• to O••••• I••••••••• A••••••• L••
left Oct 22, 2021, registered Dec 6, 2021 (45 days) · Other
Y•••• B••• I••• to N••••••• R••••••••• S•••••••• I•••
left Sep 29, 2017, registered Feb 6, 2018 (130 days) · Other

Signals

C•••••• J••••• B••••• left R••• F•••••••• P••••••• for O••• P•••••••• L•• (registered 2026-02-10)
Sep 11, 2025 · Advisor changed firm · fact
C•••••• J••••• B••••• left A•••••• W••••• L• for R••• F•••••••• P••••••• (registered 2025-04-21)
Jan 22, 2025 · Advisor changed firm · fact
C•••••• J••••• B••••• left O••••• I••••••••• A••••••• L•• for A•••••• W••••• L• (registered 2024-02-07)
Feb 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address