RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• S• P•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 21, 2023 · South Boston, Ma
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 17, 2019 to Mar 18, 2025 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerSep 6, 2017 to Dec 11, 2018 · Andover, Ma
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 18, 2025, registered Nov 21, 2023 (-483 days) · corporate re-registration, not a move
- P••••• I••••••••• M••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Dec 11, 2018, registered Jan 17, 2019 (37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address