RIA Intelligence

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Oct 29, 2025 · Chesterfield, Mo
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to Aug 2, 2025 · Lake Saint Louis, Mo
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Dec 20, 2018 to Mar 31, 2025 · Chesterfield, Mo
• A••••• A•• P••••••• S••••••• BD affiliated
  Feb 6, 2018 to Sep 11, 2018 · St. Louis, Mo
• E••••••• W••••• M••••••••• former
  May 13, 2015 to Dec 31, 2017 · Islandia, Ny

• S•••••••• A••••••• L•• to M•• I•••••••• S•••••••• L••
  left Aug 2, 2025, registered Oct 29, 2025 (88 days) · Affiliated broker-dealer or bank to another
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Sep 11, 2018, registered Dec 20, 2018 (100 days) · Affiliated broker-dealer or bank to another
• E••••••• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
  left Dec 31, 2017, registered Feb 6, 2018 (37 days) · channel change inside one enterprise, not a move

• A••••• H••• left S•••••••• A••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-10-29)
  Aug 2, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address