D•••••• M• H••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 3, 2025 · Long Beach, Ca
• W•••• F•••• A••••••• wirehouse
  Feb 13, 2020 to Oct 9, 2025 · St. Louis, Mo
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Nov 26, 2018 to Feb 5, 2020 · St. Louis, Mo
• W•••• F•••• A••••••• wirehouse
  Sep 4, 2014 to Nov 14, 2018 · St. Louis, Mo

• W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
  left Oct 9, 2025, registered Oct 3, 2025 (-6 days) · Wirehouse to wirehouse · moved with a team
• V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••
  left Feb 5, 2020, registered Feb 13, 2020 (8 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••
  left Nov 14, 2018, registered Nov 26, 2018 (12 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  Oct 9, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address