M•••••• P•••••• M••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Jul 31, 2026 · Lone Tree, Co
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to Jan 21, 2026 · Greenwood Village, Co
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jun 16, 2021 to Mar 31, 2025 · Greenwood Village, Co
• A••••• A•• P••••••• S••••••• BD affiliated
  Apr 2, 2016 to Mar 8, 2021 · Denver, Co

• S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••
  left Jan 21, 2026, registered Jul 31, 2026 (191 days) · Other · moved with a team
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Mar 8, 2021, registered Jun 16, 2021 (100 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Jan 21, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address