DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• T••••••

F••••• W••••• M••••••••• L•••independent RIABrighton, Mi IA-onlyIAPD 6368404

Feed of 09/15/2026

Also filed as J•••• T••••••

At current firm

1 y

since Jul 11, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• W••••• M••••••••• L••• independent RIA current
since Jul 11, 2025 · Brighton, Mi
S••••• A•••• M••••••••• L••••• independent RIA
Oct 12, 2022 to Jun 21, 2024 · Troy, Mi
W•••• F•••• A••••••• wirehouse
Sep 11, 2018 to Aug 3, 2022 · Grand Rapids, Mi
S••••••• F•••••••• S•••••••• I••• former
Oct 12, 2017 to Sep 6, 2018 · Southfield, Mi
C••• F•••••••• S•••••••• L••• former
Feb 1, 2017 to Sep 15, 2017 · Grand Rapids, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 8, 2014 to Jan 4, 2017 · Grand Rapids, Mi

Moves

a registration end followed by a registration begin elsewhere

S••••• A•••• M••••••••• L••••• to F••••• W••••• M••••••••• L•••
left Jun 21, 2024, registered Jul 11, 2025 (385 days) · RIA to RIA
W•••• F•••• A••••••• to S••••• A•••• M••••••••• L•••••
left Aug 3, 2022, registered Oct 12, 2022 (70 days) · Wirehouse to independent RIA
S••••••• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Sep 6, 2018, registered Sep 11, 2018 (5 days) · Affiliated broker-dealer or bank to wirehouse
C••• F•••••••• S•••••••• L••• to S••••••• F•••••••• S•••••••• I•••
left Sep 15, 2017, registered Oct 12, 2017 (27 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••
left Jan 4, 2017, registered Feb 1, 2017 (28 days) · Other

Signals

J•••• T•••••• left S••••• A•••• M••••••••• L••••• for F••••• W••••• M••••••••• L••• (registered 2025-07-11)
Jun 21, 2024 · Advisor changed firm · fact
J•••• T•••••• left W•••• F•••• A••••••• for S••••• A•••• M••••••••• L••••• (registered 2022-10-12)
Aug 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address