RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Mar 19, 2026 · Roanoke, Va
- W•••• F•••• A••••••• wirehouseDec 14, 2021 to Mar 19, 2026 · Salem, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 27, 2019 to Oct 25, 2021 · Roanoke, Va
- T• A••••••••• I••• formerApr 13, 2018 to Jul 16, 2019 · Roanoke, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Jul 16, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerApr 4, 2017 to Feb 26, 2018 · Saint Louis, Mo
- M••••• S•••••• wirehouseSep 28, 2015 to Apr 4, 2017 · Roanoke, Va
- B••• S••••••••• L•• formerJun 9, 2015 to Sep 14, 2015 · Bedford, Va
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 19, 2026, registered Mar 19, 2026 (0 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 25, 2021, registered Dec 14, 2021 (50 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 16, 2019, registered Aug 27, 2019 (42 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 16, 2019, registered Apr 13, 2018 (-459 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to S•••••••• I••••••••• M•••••••••left Apr 4, 2017, registered Apr 4, 2017 (0 days) · Other
- B••• S••••••••• L•• to M••••• S••••••left Sep 14, 2015, registered Sep 28, 2015 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address