DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••• A••• B••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Apr 1, 2022
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Apr 1, 2022 · Westlake, Tx
- T• A••••••••• I••• formerJan 22, 2022 to May 10, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 14, 2016 to May 10, 2022 · Fort Worth, Tx
- T• A••••••••• I••• formerJul 14, 2016 to Apr 4, 2018 · Westlake, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedJul 16, 2014 to Jun 15, 2016 · Stillwater, Ok
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 10, 2022, registered Jan 22, 2022 (-108 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left May 10, 2022, registered Apr 1, 2022 (-39 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 4, 2018, registered Jul 14, 2016 (-629 days) · channel change inside one enterprise, not a move · moved with a team
- A••••• A•• P••••••• S••••••• to T• A••••••••• I•••left Jun 15, 2016, registered Jul 14, 2016 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address