DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to S••••• W••••• A•••••••• I•••
Not a lift-out: both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Drew Achter | Westlake, Tx | May 9, 2022 | May 9, 2022 |
| Madeleine Sophie Beckmann | Westlake, Tx | May 9, 2022 | May 9, 2022 |
| Dean Alan Belknap | Westlake, Tx | May 10, 2022 | Apr 1, 2022 |
The rule
- Registrations ended
- May 9, 2022 to May 10, 2022
- Registered next
- Apr 1, 2022 to May 9, 2022
- Branch state
- TX
- Cities
- 1, most in Westlake, Tx
- Registered there that day
- 1,192 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape