DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Chris Drake
At current firm
1 y
since Oct 9, 2024
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Oct 9, 2024 · Henderson, Nv
- Creative Planning independent RIAJan 5, 2022 to Aug 26, 2024 · Overland Park, Ks
- Reilly Financial Advisors formerJun 26, 2019 to Jan 3, 2022 · La Mesa, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 19, 2017 to Jun 11, 2019 · Rancho Santa Fe, Ca
Moves
a registration end followed by a registration begin elsewhere
- Creative Planning to Edward Jonesleft Aug 26, 2024, registered Oct 9, 2024 (44 days) · RIA to affiliated broker-dealer or bank
- Reilly Financial Advisors to Creative Planningleft Jan 3, 2022, registered Jan 5, 2022 (2 days) · RIA to RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Reilly Financial Advisorsleft Jun 11, 2019, registered Jun 26, 2019 (15 days) · Wirehouse to independent RIA
Signals
- Christopher Drake left Creative Planning for Edward Jones (registered 2024-10-09)Aug 26, 2024 · Advisor changed firm · fact
- Christopher Drake left Reilly Financial Advisors for Creative Planning (registered 2022-01-05)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address