DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• P•••

A••••••••• I•••independent RIAAllen, TxIA-onlyIAPD 6369682

Feed of 09/14/2026

Also filed as C••••• P•••

At current firm

0 y

since Dec 22, 2025

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• I••• independent RIA current
since Dec 22, 2025 · Allen, Tx
A••••••••• L••• other
Mar 15, 2023 to Feb 25, 2026 · Dallas, Tx
V••••••• A•••••••• I••• BD affiliated
Jul 18, 2022 to Jan 27, 2023 · Plano, Tx
E•••••••• A•••••••• L•• national BD
Oct 12, 2015 to Jul 11, 2022 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• L••• to A••••••••• I•••
left Feb 25, 2026, registered Dec 22, 2025 (-65 days) · Other
V••••••• A•••••••• I••• to A••••••••• L•••
left Jan 27, 2023, registered Mar 15, 2023 (47 days) · Other
E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••
left Jul 11, 2022, registered Jul 18, 2022 (7 days) · Affiliated broker-dealer or bank to another

Signals

C••••• P••• left A••••••••• L••• for A••••••••• I••• (registered 2025-12-22)
Feb 25, 2026 · Advisor changed firm · fact
C••••• P••• left V••••••• A•••••••• I••• for A••••••••• L••• (registered 2023-03-15)
Jan 27, 2023 · Advisor changed firm · fact
C••••• P••• left E•••••••• A•••••••• L•• for V••••••• A•••••••• I••• (registered 2022-07-18)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address