DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alec John Witkowski
Feed of 09/14/2026
Also filed as Alec Witkowski
At current firm
1 y
since Jul 10, 2025
In the industry
11 y
since Dec 24, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 10, 2025 · Cassadaga, Ny
- Cadaret Grant & Co Inc formerJan 6, 2020 to Jul 10, 2025 · Williamsville, Ny
- Blackridge Asset Management, LLC independent RIAAug 12, 2018 to Aug 22, 2019 · Jupiter, Fl
- Osaic Fs, Inc. formerJan 23, 2017 to Aug 13, 2018 · Hamburg, Ny
- J.P. Morgan Securities LLC wirehouseDec 26, 2014 to Jul 25, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cadaret Grant & Co Inc to LPL Financial LLCleft Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- Blackridge Asset Management, LLC to Cadaret Grant & Co Incleft Aug 22, 2019, registered Jan 6, 2020 (137 days) · RIA to affiliated broker-dealer or bank
- Osaic Fs, Inc. to Blackridge Asset Management, LLCleft Aug 13, 2018, registered Aug 12, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to Osaic Fs, Inc.left Jul 25, 2016, registered Jan 23, 2017 (182 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address