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Registered advisor
L••••• P•••••••••
Feed of 09/15/2026
Also filed as L••••• Hope P•••••••••
At current firm
1 y
since Jan 8, 2025
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 20, 2026 · Saint Petersburg, Fl
- W•••• F•••• A••••••• wirehouse currentsince Jan 8, 2025 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2024 to Jan 7, 2025 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 13, 2023 to Jan 24, 2024 · Bradenton, Fl
- C•••••• S••••• • C••• I••• national BDDec 8, 2021 to Dec 13, 2022 · Sarasota, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Nov 23, 2021 · Boston, Ma
- S•••••••• A••••••• L•• national BDOct 30, 2015 to Jul 13, 2018 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Jan 7, 2025, registered Jan 8, 2025 (1 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Jan 24, 2024, registered Feb 13, 2024 (20 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 13, 2022, registered Jan 13, 2023 (31 days) · Affiliated broker-dealer or bank to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Nov 23, 2021, registered Dec 8, 2021 (15 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- L••••• P••••••••• left R•••••• J•••• • A••••••••• I••• for W•••• F•••• A••••••• (registered 2025-01-08)Jan 7, 2025 · Advisor changed firm · fact
- L••••• P••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-02-13)Jan 24, 2024 · Advisor changed firm · fact
- L••••• P••••••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-13)Dec 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address