DFX Intelligence
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Feed of 09/14/2026
At current firm
6 y
since Sep 14, 2020
In the industry
11 y
since Feb 25, 2015 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• institutional currentsince Sep 14, 2020 · Overland Park, Ks
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 22, 2017 to Sep 15, 2020 · Overland Park, Ks
- T• A••••••••• I••• formerAug 22, 2017 to Sep 15, 2020 · Overland Park, Ks
- P•••••••• S••••••••• I••• BD affiliatedFeb 21, 2017 to Aug 14, 2017 · Overland Park, Ks
- O• I••••••••• M••••••••• C• BD affiliatedJun 16, 2016 to Feb 15, 2017 · Lee'S Summit, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 13, 2015 to May 19, 2016 · Linthicum Heights, Md
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 15, 2020, registered Aug 22, 2017 (-1120 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 15, 2020, registered Aug 22, 2017 (-1120 days) · channel change inside one enterprise, not a move
- P•••••••• S••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 14, 2017, registered Aug 22, 2017 (8 days) · Other
- O• I••••••••• M••••••••• C• to P•••••••• S••••••••• I•••left Feb 15, 2017, registered Feb 21, 2017 (6 days) · Other
- V•••• F•••••••• A•••••••• I••• to O• I••••••••• M••••••••• C•left May 19, 2016, registered Jun 16, 2016 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address