DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as John Boothby
At current firm
0 y
since May 7, 2026
In the industry
11 y
since Nov 7, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pfg Advisors independent RIA currentsince May 7, 2026 · Phoenix, Az
- Morgan Stanley wirehouseAug 10, 2018 to Feb 11, 2026 · Gilbert, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 1, 2016 to Jul 10, 2018 · Mesa, Az
- Edward Jones national BDDec 1, 2014 to Jan 8, 2016 · Mesa, Az
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Pfg Advisorsleft Feb 11, 2026, registered May 7, 2026 (85 days) · Wirehouse to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Jul 10, 2018, registered Aug 10, 2018 (31 days) · Wirehouse to wirehouse · moved with a team
- Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jan 8, 2016, registered Feb 1, 2016 (24 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- John J Boothby left Morgan Stanley for Pfg Advisors (registered 2026-05-07)Feb 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address