RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• M••••
- W•••• F•••• A••••••• wirehouse currentsince May 2, 2016 · Salina, Ks
- U••••• C•••••• M••••••••• O• K•••••• I••• independent RIAAug 18, 2015 to Jun 30, 2016 · Salina, Ks
- S••••• A••• A•••• M••••••••• I••• formerJul 21, 2015 to Sep 3, 2015 · Salina, Ks
- E••••• J•••• national BDJan 30, 2015 to May 5, 2015 · Salina, Ks
- U••••• C•••••• M••••••••• O• K•••••• I••• to W•••• F•••• A•••••••left Jun 30, 2016, registered May 2, 2016 (-59 days) · Other
- S••••• A••• A•••• M••••••••• I••• to U••••• C•••••• M••••••••• O• K•••••• I•••left Sep 3, 2015, registered Aug 18, 2015 (-16 days) · Other · moved with a team
- E••••• J•••• to S••••• A••• A•••• M••••••••• I•••left May 5, 2015, registered Jul 21, 2015 (77 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address