DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Aisha Ann Rada

Ameriprise Financial Services, LLCnational BDFort Worth, Txdual registrantIAPD 6408535

Feed of 09/14/2026

Also filed as Aisha Ann Vaughan

At current firm

0 y

since Feb 6, 2026

In the industry

11 y

since Jan 9, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Feb 6, 2026 · Fort Worth, Tx
Robert W. Baird & Co. Incorporated mixed wealth
Dec 2, 2024 to Sep 10, 2025 · Fort Worth, Tx
J.P. Morgan Securities LLC wirehouse
Jun 23, 2022 to Nov 21, 2024 · New York, Ny
Ameriprise Financial Services, LLC national BD
Dec 10, 2020 to Jun 15, 2022 · Fort Worth, Tx
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 16, 2017 to Nov 8, 2017 · Chicago, Il
Hightower Advisors, LLC BD affiliated
Jul 14, 2016 to Oct 26, 2016 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 21, 2015 to Jul 5, 2016 · Chicago, Il
Morgan Stanley wirehouse
Jan 9, 2015 to Nov 17, 2015 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

Robert W. Baird & Co. Incorporated to Ameriprise Financial Services, LLC
left Sep 10, 2025, registered Feb 6, 2026 (149 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Robert W. Baird & Co. Incorporated
left Nov 21, 2024, registered Dec 2, 2024 (11 days) · Wirehouse to independent RIA
Ameriprise Financial Services, LLC to J.P. Morgan Securities LLC
left Jun 15, 2022, registered Jun 23, 2022 (8 days) · Affiliated broker-dealer or bank to wirehouse
Cambridge Investment Research Advisors, Inc. to Ameriprise Financial Services, LLC
left Nov 8, 2017, registered Dec 10, 2020 (1128 days) · Other
Hightower Advisors, LLC to Cambridge Investment Research Advisors, Inc.
left Oct 26, 2016, registered Mar 16, 2017 (141 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hightower Advisors, LLC
left Jul 5, 2016, registered Jul 14, 2016 (9 days) · Other
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 17, 2015, registered Dec 21, 2015 (34 days) · Wirehouse to wirehouse

Signals

Aisha Ann Rada left Robert W. Baird & Co. Incorporated for Ameriprise Financial Services, Llc (registered 2026-02-06)
Sep 10, 2025 · Advisor changed firm · fact
Aisha Ann Rada left J.P. Morgan Securities Llc for Robert W. Baird & Co. Incorporated (registered 2024-12-02)
Nov 21, 2024 · Advisor changed firm · fact
Aisha Ann Rada left Ameriprise Financial Services, Llc for J.P. Morgan Securities Llc (registered 2022-06-23)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address