DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Woodall

Cetera Investment Advisers LLCBD affiliatedDallas, Txdual registrantIAPD 6413178

Certified Financial Planner

Feed of 09/14/2026

Also filed as James Tyler Woodall

At current firm

2 y

since Mar 21, 2024

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Mar 21, 2024 · Dallas, Tx
Cetera Advisors LLC former
Mar 4, 2024 to Mar 21, 2024 · Houston, Tx
Avantax Advisory Services former
Dec 22, 2022 to Feb 21, 2024 · Dallas, Tx
Origin Investment Advisory LLC independent RIA
Oct 28, 2022 to Dec 21, 2022 · Dallas, Tx
Woodall Wealth Management unclassified
Mar 24, 2022 to Jan 23, 2023 · Dallas, Tx
Hilltop Securities Inc. BD affiliated
May 18, 2021 to Apr 8, 2022 · Dallas, Tx
Momentum Independent Network Inc. BD affiliated
May 18, 2021 to Apr 8, 2022 · Dallas, Tx
Fidelity Personal And Workplace Advisors former
Jan 6, 2020 to Aug 20, 2020 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

Cetera Advisors LLC to Cetera Investment Advisers LLC
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
Avantax Advisory Services to Cetera Advisors LLC
left Feb 21, 2024, registered Mar 4, 2024 (12 days) · channel change inside one enterprise, not a move
Woodall Wealth Management to Origin Investment Advisory LLC
left Jan 23, 2023, registered Oct 28, 2022 (-87 days) · Other
Origin Investment Advisory LLC to Avantax Advisory Services
left Dec 21, 2022, registered Dec 22, 2022 (1 days) · RIA to affiliated broker-dealer or bank
Hilltop Securities Inc. to Woodall Wealth Management
left Apr 8, 2022, registered Mar 24, 2022 (-15 days) · Other
Momentum Independent Network Inc. to Hilltop Securities Inc.
left Apr 8, 2022, registered May 18, 2021 (-325 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Momentum Independent Network Inc.
left Aug 20, 2020, registered May 18, 2021 (271 days) · Affiliated broker-dealer or bank to another

Signals

James Woodall left Woodall Wealth Management for Origin Investment Advisory Llc (registered 2022-10-28)
Jan 23, 2023 · Advisor changed firm · fact
James Woodall left Origin Investment Advisory Llc for Avantax Advisory Services (registered 2022-12-22)
Dec 21, 2022 · Advisor changed firm · fact
James Woodall left Momentum Independent Network Inc. for Hilltop Securities Inc. (registered 2021-05-18)
Apr 8, 2022 · Advisor changed firm · fact
James Woodall left Hilltop Securities Inc. for Woodall Wealth Management (registered 2022-03-24)
Apr 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address