RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••• S•••••
- F••••• I••••••••• independent RIA currentsince Mar 11, 2025 · Plano, Tx
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedNov 3, 2017 to Oct 10, 2024 · Dallas, Tx
- S•••••••• A••••••• L•• national BDJan 14, 2016 to Oct 9, 2017 · Westlake, Tx
- G•••••• S•••• W••••• S•••••••• L••• to F••••• I•••••••••left Oct 10, 2024, registered Mar 11, 2025 (152 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•••••••• A••••••• L•• to G•••••• S•••• W••••• S•••••••• L•••left Oct 9, 2017, registered Nov 3, 2017 (25 days) · Other
- A••••• M•••••• S••••• left G•••••• S•••• W••••• S•••••••• L••• for F••••• I••••••••• (registered 2025-03-11)Oct 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address