RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W•••••• V•••••
- O•••••••• F•••••••• S••••••• L•• independent RIA currentsince Jul 13, 2026 · Birmingham, Al
- S••••••••• A••••••• G••••• L•• independent RIA currentsince Sep 28, 2022 · Clermont, Fl
- A• W••••• M••••••••• L•• BD affiliatedFeb 18, 2021 to Sep 2, 2022 · Winter Garden, Fl
- T••••• C•••••• M••••••••• L•• independent RIAMar 2, 2020 to Jan 3, 2021 · Fort Washington, Pa
- C••••••• S••••••••• I••• BD affiliatedNov 13, 2019 to Jan 10, 2020 · Philadelphia, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 11, 2018 to Nov 4, 2019 · Radnor, Pa
- P••• A••••• S••••••••• L•• BD affiliatedSep 13, 2016 to Sep 7, 2018 · King Of Prussia, Pa
- E•••••••• A•••••••• L•• national BDMar 26, 2015 to Aug 25, 2016 · Philadelphia, Pa
- A• W••••• M••••••••• L•• to S••••••••• A••••••• G••••• L••left Sep 2, 2022, registered Sep 28, 2022 (26 days) · Affiliated broker-dealer or bank to independent RIA
- T••••• C•••••• M••••••••• L•• to A• W••••• M••••••••• L••left Jan 3, 2021, registered Feb 18, 2021 (46 days) · RIA to RIA
- C••••••• S••••••••• I••• to T••••• C•••••• M••••••••• L••left Jan 10, 2020, registered Mar 2, 2020 (52 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to C••••••• S••••••••• I•••left Nov 4, 2019, registered Nov 13, 2019 (9 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 7, 2018, registered Oct 11, 2018 (34 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Aug 25, 2016, registered Sep 13, 2016 (19 days) · Other
- J••••• W•••••• V••••• left A• W••••• M••••••••• L•• for S••••••••• A••••••• G••••• L•• (registered 2022-09-28)Sep 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address