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Registered advisor
L•••• D•••• P••••
Feed of 09/14/2026
Also filed as L•••• P••••
At current firm
0 y
since Jun 23, 2026
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jun 23, 2026 · Plano, Tx
- V••••••• A•••••••• I••• BD affiliatedMay 3, 2022 to Nov 4, 2025 · Malvern, Pa
- F•••• C•••••• A••••••• S••••••• BD affiliatedJan 18, 2019 to Apr 7, 2022 · Fort Worth, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Sep 28, 2018 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 23, 2017 to Jul 13, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• A••••••• S••••••• to V••••••• A•••••••• I•••left Apr 7, 2022, registered May 3, 2022 (26 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to F•••• C•••••• A••••••• S•••••••left Sep 28, 2018, registered Jan 18, 2019 (112 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- L•••• D•••• P•••• left F•••• C•••••• A••••••• S••••••• for V••••••• A•••••••• I••• (registered 2022-05-03)Apr 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address