DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• N••••• M•••••

M••••• M••••• I••••••••• L••state registeredStuart, FlIA-onlyIAPD 6426436

Feed of 09/14/2026

Also filed as M••••• N••••• Bowling

At current firm

1 y

since Jan 1, 2025

In the industry

18 y

since Sep 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• M••••• I••••••••• L•• state registered current
since Jan 1, 2025 · Stuart, Fl
A•••• W••••• M••••••••• I••• independent RIA
Feb 18, 2020 to Aug 16, 2024 · Guthrie Center, Ia
A• W••••• M••••••••• L•• BD affiliated
Dec 1, 2017 to Nov 16, 2020 · Stuart, Fl
G••••••• A•••••••• L•• independent RIA
Oct 2, 2015 to Nov 10, 2017 · Stuart, Fl
G••••• F•••••••• P•••••• C••••••• I••• former
Dec 22, 2014 to Sep 22, 2015 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

A•••• W••••• M••••••••• I••• to M••••• M••••• I••••••••• L••
left Aug 16, 2024, registered Jan 1, 2025 (138 days) · RIA to a state-registered adviser
A• W••••• M••••••••• L•• to A•••• W••••• M••••••••• I•••
left Nov 16, 2020, registered Feb 18, 2020 (-272 days) · Other
G••••••• A•••••••• L•• to A• W••••• M••••••••• L••
left Nov 10, 2017, registered Dec 1, 2017 (21 days) · Other
G••••• F•••••••• P•••••• C••••••• I••• to G••••••• A•••••••• L••
left Sep 22, 2015, registered Oct 2, 2015 (10 days) · Other

Signals

M••••• N••••• M••••• left A•••• W••••• M••••••••• I••• for M••••• M••••• I••••••••• L•• (registered 2025-01-01)
Aug 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address