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Registered advisor

B••••• M•••••••

T• P•••••• C••••• W••••• L••BD affiliatedNanuet, Ny dual registrantIAPD 6434602

Feed of 09/14/2026

At current firm

1 y

since Jul 16, 2025

In the industry

11 y

since May 4, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jul 16, 2025 · Ramsey, Nj
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Jul 21, 2025 · Bedminster, Nj
P•••• S••••••••• L•• no RAUM
Oct 16, 2023 to Nov 14, 2024 · Basking Ridge, Nj
A••••• A•• P••••••• S••••••• BD affiliated
Sep 20, 2021 to Oct 11, 2022 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 21, 2018 to Aug 23, 2021 · Holbrook, Ny
W•••• F•••• A••••••• wirehouse
Jul 6, 2017 to Aug 30, 2018 · Westfield, Nj
M••••• S•••••• wirehouse
Aug 29, 2016 to Feb 21, 2017 · Little Falls, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to T• P•••••• C••••• W••••• L••
left Jul 21, 2025, registered Jul 16, 2025 (-5 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to P•••• S••••••••• L••
left Oct 11, 2022, registered Oct 16, 2023 (370 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to A••••• A•• P••••••• S•••••••
left Aug 23, 2021, registered Sep 20, 2021 (28 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Aug 30, 2018, registered Sep 21, 2018 (22 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Feb 21, 2017, registered Jul 6, 2017 (135 days) · Wirehouse to wirehouse

Signals

B••••• M••••••• left L•• E••••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2025-07-16)
Jul 21, 2025 · Advisor changed firm · fact
B••••• M••••••• left A••••• A•• P••••••• S••••••• for P•••• S••••••••• L•• (registered 2023-10-16)
Oct 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address