RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• S• C••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Aug 17, 2026 · Colorado Springs, Co
- A••••• A•• P••••••• S••••••• BD affiliatedMar 24, 2023 to Oct 3, 2025 · Colorado Springs, Co
- X• A•••••••• L•• i••••••••• wealthJul 11, 2022 to Jan 13, 2023 · Denver, Co
- I••••••••• F•••••••• G••••• L•• BD affiliatedMay 11, 2022 to Jan 17, 2023 · Denver, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 18, 2019 to Apr 5, 2022 · Greenwood Village, Co
- A••••• A•• P••••••• S••••••• to T• R••• P•••• A••••••••• I•••left Oct 3, 2025, registered Aug 17, 2026 (318 days) · Other
- I••••••••• F•••••••• G••••• L•• to X• A•••••••• L••left Jan 17, 2023, registered Jul 11, 2022 (-190 days) · Affiliated broker-dealer or bank to independent RIA
- X• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 13, 2023, registered Mar 24, 2023 (70 days) · RIA to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to I••••••••• F•••••••• G••••• L••left Apr 5, 2022, registered May 11, 2022 (36 days) · Affiliated broker-dealer or bank to another
- T••••• S• C•••• left A••••• A•• P••••••• S••••••• for T• R••• P•••• A••••••••• I••• (registered 2026-08-17)Oct 3, 2025 · Advisor changed firm · fact
- T••••• S• C•••• left I••••••••• F•••••••• G••••• L•• for X• A•••••••• L•• (registered 2022-07-11)Jan 17, 2023 · Advisor changed firm · fact
- T••••• S• C•••• left X• A•••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-03-24)Jan 13, 2023 · Advisor changed firm · fact
- T••••• S• C•••• left F••••••• P••••••• A•• W•••••••• A••••••• for I••••••••• F•••••••• G••••• L•• (registered 2022-05-11)Apr 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address