RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• Y•••••• P••••
- C••••••• P••••••• independent RIA currentsince Nov 5, 2025 · Dallas, Tx
- F••••• I••••••••• independent RIAFeb 9, 2021 to Nov 5, 2021 · Plano, Tx
- F••••• M••••• W••••• A•••••••• L•• independent RIAJan 22, 2020 to Jan 25, 2021 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDFeb 4, 2019 to Dec 26, 2019 · Westlake, Tx
- F••••• I••••••••• to C••••••• P•••••••left Nov 5, 2021, registered Nov 5, 2025 (1461 days) · RIA to RIA
- F••••• M••••• W••••• A•••••••• L•• to F••••• I•••••••••left Jan 25, 2021, registered Feb 9, 2021 (15 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to F••••• M••••• W••••• A•••••••• L••left Dec 26, 2019, registered Jan 22, 2020 (27 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address