DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• S• S••••

L•• F•••••••• L••BD affiliatedLakeland, Fldual registrantIAPD 6463077

Feed of 09/14/2026

Also filed as Chris Scott S••••

At current firm

0 y

since Oct 14, 2025

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 14, 2025 · Lakeland, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 2, 2024 to Oct 13, 2025 · Lakeland, Fl
M••••• S•••••• wirehouse
Sep 5, 2023 to Jun 17, 2024 · Tampa, Fl
E•••••• C•••••• M••••••••• L•• former
Aug 15, 2022 to Sep 5, 2023 · Temple Terrace, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 13, 2020 to Apr 28, 2022 · St. Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD
May 25, 2018 to Jul 2, 2020 · Largo, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jan 11, 2016 to May 22, 2018 · Tampa, Fl
W•••••• • R••• former
Aug 12, 2015 to Sep 30, 2015 · Charleroi, Pa

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Oct 13, 2025, registered Oct 14, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 17, 2024, registered Jul 2, 2024 (15 days) · Wirehouse to wirehouse
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••• C•••••• M••••••••• L••
left Apr 28, 2022, registered Aug 15, 2022 (109 days) · Affiliated broker-dealer or bank to independent RIA
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 2, 2020, registered Jul 13, 2020 (11 days) · Affiliated broker-dealer or bank to another
T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left May 22, 2018, registered May 25, 2018 (3 days) · RIA to affiliated broker-dealer or bank
W•••••• • R••• to T• R••• P•••• A••••••• S•••••••• I•••
left Sep 30, 2015, registered Jan 11, 2016 (103 days) · Other

Signals

C••••••••• S• S•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2025-10-14)
Oct 13, 2025 · Advisor changed firm · fact
C••••••••• S• S•••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-07-02)
Jun 17, 2024 · Advisor changed firm · fact
C••••••••• S• S•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E•••••• C•••••• M••••••••• L•• (registered 2022-08-15)
Apr 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address