DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kurt M Arseneau

Prosperity Capital Advisorsindependent RIACumming, Ga IA-onlyIAPD 6471130

Feed of 09/14/2026

Also filed as Kurt Arseneau

At current firm

2 y

since Jun 24, 2024

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prosperity Capital Advisors independent RIA current
since Jun 24, 2024 · Cumming, Ga
Api Financial Advisors, LLC independent RIA
Jan 26, 2022 to Apr 4, 2023 · Cumming, Ga
Solomon Api LLC mixed wealth
Jan 14, 2022 to Jun 17, 2024 · Rockledge, Fl
Ae Wealth Management, LLC BD affiliated
Sep 3, 2019 to Jan 19, 2022 · Cumming, Ga
Wealth Watch Advisors, Inc independent RIA
Sep 15, 2017 to Sep 3, 2019 · Cummings, Ga

Moves

a registration end followed by a registration begin elsewhere

Solomon Api LLC to Api Financial Advisors, LLC
left Jun 17, 2024, registered Jan 26, 2022 (-873 days) · RIA to RIA
Api Financial Advisors, LLC to Prosperity Capital Advisors
left Apr 4, 2023, registered Jun 24, 2024 (447 days) · RIA to RIA
Ae Wealth Management, LLC to Solomon Api LLC
left Jan 19, 2022, registered Jan 14, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Wealth Watch Advisors, Inc to Ae Wealth Management, LLC
left Sep 3, 2019, registered Sep 3, 2019 (0 days) · RIA to RIA

Signals

Kurt M Arseneau left Solomon Api Llc for Api Financial Advisors, Llc (registered 2022-01-26)
Jun 17, 2024 · Advisor changed firm · fact
Kurt M Arseneau left Api Financial Advisors, Llc for Prosperity Capital Advisors (registered 2024-06-24)
Apr 4, 2023 · Advisor changed firm · fact
Kurt M Arseneau left Ae Wealth Management, Llc for Solomon Api Llc (registered 2022-01-14)
Jan 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address