DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph F. Devorak

Compound Planning, Inc.independent RIANew York, Ny IA-onlyIAPD 6473775

Feed of 09/14/2026

Also filed as Joseph Franklin Devorak IV

At current firm

2 y

since Mar 1, 2024

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: VP, Wealth Advisorreportedcompoundplanning.comfirm site, Sep 15, 2026
Designations: CPA, CFPreportedcompoundplanning.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 10reportedcompoundplanning.com“Joe is a seasoned Wealth Advisor with over 10 years of experience in the Financial Services industry serving high net worth individuals and families.”
Professional profile: compoundplanning.com/company/team/joseph-devorak-ivreportedcompoundplanning.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Compound Planning, Inc. independent RIA current
since Mar 1, 2024 · New York, Ny
Empower Advisory Group, LLC BD affiliated
Apr 3, 2023 to Mar 5, 2024 · Greenwood Village, Co
Personal Capital Advisors Corporation former
Oct 15, 2019 to Apr 3, 2023 · Denver, Co
Pnc Managed Account Solutions, Inc. former
Aug 5, 2019 to Oct 10, 2019 · Denver, Co
Charles Schwab & Co., Inc. national BD
May 5, 2017 to May 28, 2019 · Lone Tree, Co

Moves

a registration end followed by a registration begin elsewhere

Empower Advisory Group, LLC to Compound Planning, Inc.
left Mar 5, 2024, registered Mar 1, 2024 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Personal Capital Advisors Corporation to Empower Advisory Group, LLC
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
Pnc Managed Account Solutions, Inc. to Personal Capital Advisors Corporation
left Oct 10, 2019, registered Oct 15, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
Charles Schwab & Co., Inc. to Pnc Managed Account Solutions, Inc.
left May 28, 2019, registered Aug 5, 2019 (69 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Joseph F. Devorak left Empower Advisory Group, Llc for Compound Planning, Inc. (registered 2024-03-01)
Mar 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address