RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T••••• I••
- A•••• W••••• A•••••••• L•• BD affiliated currentsince Jul 14, 2025 · Schaumburg, Il
- B•• W••••• A•••••••• L•• independent RIAJul 7, 2022 to Nov 3, 2022 · Vernon Hills, Il
- W•••• F•••• A••••••• wirehouseMar 24, 2017 to Jul 1, 2022 · Oak Brook, Il
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 2, 2016 to Mar 27, 2017 · Hoffman Estates, Il
- E••••• J•••• national BDAug 14, 2015 to Dec 23, 2015 · Freeport, Il
- B•• W••••• A•••••••• L•• to A•••• W••••• A•••••••• L••left Nov 3, 2022, registered Jul 14, 2025 (984 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to B•• W••••• A•••••••• L••left Jul 1, 2022, registered Jul 7, 2022 (6 days) · Wirehouse to independent RIA
- T••••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Mar 27, 2017, registered Mar 24, 2017 (-3 days) · Other
- E••••• J•••• to T••••••••• F•••••••• A•••••••• L••left Dec 23, 2015, registered May 2, 2016 (131 days) · Other
- D•••• T••••• I•• left B•• W••••• A•••••••• L•• for A•••• W••••• A•••••••• L•• (registered 2025-07-14)Nov 3, 2022 · Advisor changed firm · fact
- D•••• T••••• I•• left W•••• F•••• A••••••• for B•• W••••• A•••••••• L•• (registered 2022-07-07)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address