DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••••• W••••• A•••••••

Independent wealth managerMiami, FloridaCRD 282409SEC 801-128924websiteIAPD
Legal name G••••• A••••••• I•••
Latest filing Mar 22, 2026
First filing on the tape Sep 19, 2023 · 21 filings
SEC status approved since Nov 15, 2023
RAUM
$406M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$384M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$29.0M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$406M as of Mar 22, 2026
Mar 29, 2024$139M then
HNW client RAUM$214M as of Mar 22, 2026
Mar 29, 2024$0 then
State-registered IARs (5.B.3)9 as of Mar 22, 2026
Mar 29, 20246 then
Employees (5.A)12 as of Mar 22, 2026
Mar 29, 20247 then
Private funds: no history
RAUM +56% over the last fiscal yearIARs 10 to 9
Practice profile
derived from the filing of Mar 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$29.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
211derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$422,638derivedHNW RAUM over HNW clients
Average account
$135,093derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
14.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+56%derivedbetween the last two annual amendments
Advisor growth, one year
-10%derivedItem 5.B.3 between annual amendments
Client growth, one year
+39%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients
2,000reportedItem 5.H
Wrap fee program
$406MreportedItem 5.I
Custody
$11.4M, 125 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$214M53%
  • Individuals$170M42%
  • Corporations and businesses$22.1M5.4%
  • Charitable organizations$203,4590.1%
Individual clients
2,444reported
HNW clients
507reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
3,007reported
Financial planning clients
2,000reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$11.4M for 125 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• C••••••••Miami, FlFeb 16, 202310 y0
M••••• A• C••••••••Miami, FlMar 9, 202318 y0
M••••• A•••• R••••••••Miami, FlJun 25, 202313 y0
J•••• L••• P•••• R•••Miami, FlMay 4, 202413 y1
S•••••••• C• G•••••Miami, FlJan 1, 202513 y2
M•••• A•••••Miami, FlJun 23, 202512 y0
E•••• R••••••Miami, FlJan 2, 202614 y1
G••••••• J••••••Miami, FlJan 30, 202611 y0
D••••• S•••••••• N••••Miami, FlMar 5, 202622 y0
G•••••• A•••••••• P•••••••Miami, Fl May 27, 202610 y0
L••• E•••••• D•••••Miami, FlJun 8, 202612 y0
M•• P••• P•••Miami, FlJun 19, 202610 y0
L••••••• G••••••Miami, FlAug 5, 202610 y0
P•••••• T••••• B•••••Miami, FlAug 31, 202611 y2
H••••• A•••••• A••••••Miami, FlSep 17, 202615 y5
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 14% of current headcount4 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G•••••• F•••••• A•••••••• · Passive Owner/Chief Of Operationscontrol
      since 06/2015 · owns 25% to 50%
    • G•••••• M••••• R••• · Passive Ownercontrol
      since 06/2015 · owns 25% to 50%
    • G•••••• S••••••••• C• · Chief Compliance Officer And Investment Advisor Representativecontrol
      since 03/2016 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal1592
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • HNW share shiftChange between filings · filing Mar 22, 2026
      HNW share of RAUM moved from 0.0% to 53.0% between the annual amendments of 2025-04-30 and 2026-03-22
      peers: independent wealth managers, $100M to $500M (5,676)
    • RAUM up 50 %Change between filings · filing Mar 22, 2026
      RAUM (Item 5.F) moved from $260,048,968 to $406,224,000 (+56.0%) between the annual amendments of 2025-04-30 and 2026-03-22; the peer median change was +15.0% (4550 comparable advisers, 96.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,550) · 96% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 4,267 to 3,007
      Oct 19, 2025 to Mar 22, 2026
    • Charity clients · 0 to 1
      Oct 19, 2025 to Mar 22, 2026
    • Corporate clients · 46 to 55
      Oct 19, 2025 to Mar 22, 2026
    • HNW clients · 0 to 507
      Oct 19, 2025 to Mar 22, 2026
    • Individual clients · 2,128 to 2,444
      Oct 19, 2025 to Mar 22, 2026
    • Pension plan clients · 26 to 0
      Oct 19, 2025 to Mar 22, 2026
    • Employees · 10 to 12
      Oct 19, 2025 to Mar 22, 2026
    • Discretionary RAUM · $260M to $406M
      Oct 19, 2025 to Mar 22, 2026
    • HNW RAUM · $0 to $214M
      Oct 19, 2025 to Mar 22, 2026
    • Individual RAUM · $247M to $170M
      Oct 19, 2025 to Mar 22, 2026
    • Pension RAUM · $3.0M to $0
      Oct 19, 2025 to Mar 22, 2026
    • RAUM · $260M to $406M
      Oct 19, 2025 to Mar 22, 2026
    • Assets in custody · unset to 11358423.0
      Jun 25, 2025 to Oct 19, 2025
    • Custody of client assets · false to true
      Jun 25, 2025 to Oct 19, 2025
    • Wrap assets (manager) · unset to 0.0
      Jun 25, 2025 to Oct 19, 2025
    • Wrap assets (sponsor) · unset to 0.0
      Jun 25, 2025 to Oct 19, 2025
    • Advisory employees · 8 to 9
      May 20, 2025 to Jun 25, 2025
    • Employees · 9 to 10
      May 20, 2025 to Jun 25, 2025
    • Financial planning clients · More than 500 to More than 500
      May 20, 2025 to Jun 25, 2025
    • State-registered IARs · 8 to 9
      May 20, 2025 to Jun 25, 2025
    • Advisory employees · 10 to 8
      Apr 30, 2025 to May 20, 2025
    • Employees · 11 to 9
      Apr 30, 2025 to May 20, 2025
    • State-registered IARs · 10 to 8
      Apr 30, 2025 to May 20, 2025
    • Accounts · 3,265 to 4,267
      Jan 24, 2025 to Mar 3, 2025
    • Advisory employees · 9 to 10
      Jan 24, 2025 to Mar 3, 2025
    • Corporate clients · 28 to 46
      Jan 24, 2025 to Mar 3, 2025
    • Individual clients · 1,667 to 2,128
      Jan 24, 2025 to Mar 3, 2025
    • Pension plan clients · 16 to 26
      Jan 24, 2025 to Mar 3, 2025
    • Employees · 10 to 11
      Jan 24, 2025 to Mar 3, 2025
    • Financial planning clients · 0 to More than 500
      Jan 24, 2025 to Mar 3, 2025
    • State-registered IARs · 9 to 10
      Jan 24, 2025 to Mar 3, 2025
    • Discretionary RAUM · $139M to $260M
      Jan 24, 2025 to Mar 3, 2025
    • Individual RAUM · $135M to $247M
      Jan 24, 2025 to Mar 3, 2025
    • Pension RAUM · $575,088 to $3.0M
      Jan 24, 2025 to Mar 3, 2025
    • RAUM · $139M to $260M
      Jan 24, 2025 to Mar 3, 2025
    • Advisory employees · 8 to 9
      Oct 24, 2024 to Jan 24, 2025
    • Employees · 9 to 10
      Oct 24, 2024 to Jan 24, 2025
    • State-registered IARs · 8 to 9
      Oct 24, 2024 to Jan 24, 2025
    • Business name · G••••• A••••••• S••••••• to G••••• W••••• A•••••••
      Sep 16, 2024 to Sep 16, 2024
    • Advisory employees · 7 to 8
      Apr 28, 2024 to May 7, 2024
    Signals
    8 dated events
    • H••••• A•••••• A•••••• registered as an investment adviser representative at G••••• W••••• A•••••••
      Sep 17, 2026 · Advisor registered · fact
    • M••• A• B•••••••• left G••••• W••••• A••••••• for E••••• J•••• (registered 2026-08-28)
      Aug 27, 2026 · Advisor changed firm · fact
    • G••••• W••••• A••••••• reported RAUM $406.2M, up 56% from $260.0M (2025-10-19 to 2026-03-22)
      Mar 22, 2026 · RAUM change · derived
    • J•••••• I• A•••••• left G••••• W••••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-12-11)
      May 20, 2025 · Advisor changed firm · fact
    • G••••• W••••• A••••••• reported RAUM $260.0M, up 87% from $139.0M (2025-01-24 to 2025-03-03)
      Mar 3, 2025 · RAUM change · derived
    • 2 advisors left C•••••••• G••••• M•••••• I••• (Miami, FL) for G••••• W••••• A••••••• within 14 days
      Apr 10, 2024 · Team lift-out · derived
    • T•••• A••• M•••••• left G••••• W••••• A••••••• for G••••• W••••• M••••••••• I••••••••• A•••••••• I••• (registered 2023-12-20)
      Nov 6, 2023 · Advisor changed firm · fact
    • G••••• A••••••• S••••••• filed its initial SEC registration (Form ADV)
      Sep 19, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    a•••••••••@g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    305-448-1011reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    305-777-1767reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/guerra-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
    Website
    g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    305-448-1011reportedpublic record, Form ADV, Mar 22, 2026
    Contact form
    g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $29.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026