RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• T•••• H••••••
- C••••••• institutional currentsince Aug 22, 2022 · Leawood, Ks
- C••••••••• W••••• A•••••••• L•• BD affiliatedAug 10, 2020 to Aug 15, 2022 · St. Joseph, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 8, 2018 to Mar 4, 2020 · Kansas City, Mo
- E••••• J•••• national BDFeb 9, 2016 to Sep 11, 2018 · Kansas City, Mo
- C••••••••• W••••• A•••••••• L•• to C•••••••left Aug 15, 2022, registered Aug 22, 2022 (7 days) · Other
- M•• I•••••••• S•••••••• L•• to C••••••••• W••••• A•••••••• L••left Mar 4, 2020, registered Aug 10, 2020 (159 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to M•• I•••••••• S•••••••• L••left Sep 11, 2018, registered Nov 8, 2018 (58 days) · Affiliated broker-dealer or bank to another
- B••••• T•••• H•••••• left C••••••••• W••••• A•••••••• L•• for Captrust (registered 2022-08-22)Aug 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address