DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• G••••••

S••••• W••••• A•••••••• I•••no RAUMRadnor, Padual registrantIAPD 6493188

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••• G••••••

At current firm

0 y

since Sep 23, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Sep 23, 2025 · Radnor, Pa
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Sep 11, 2025 · Phoenixville, Pa
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 12, 2022 to Mar 31, 2025 · King Of Prussia, Pa
V••••••• A•••••••• I••• BD affiliated
Apr 8, 2020 to Sep 7, 2022 · Malvern, Pa
M•• F•••••••• S•••••••• I••• former
Nov 5, 2015 to Dec 20, 2016 · Newtown Square, Pa

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••
left Sep 11, 2025, registered Sep 23, 2025 (12 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
V••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 7, 2022, registered Oct 12, 2022 (35 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to V••••••• A•••••••• I•••
left Dec 20, 2016, registered Apr 8, 2020 (1205 days) · Other

Signals

C•••• G•••••• left S•••••••• A••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-09-23)
Sep 11, 2025 · Advisor changed firm · fact
C•••• G•••••• left V••••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-12)
Sep 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address