DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• M• W•••••

I••••••••• W••••• C••••••• L••independent RIARockland, Madual registrantIAPD 6493241

Feed of 09/14/2026

Also filed as Allison Matthews Morris

At current firm

0 y

since Oct 23, 2025

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• C••••••• L•• independent RIA current
since Oct 23, 2025 · Rockland, Ma
W•••• F•••• A••••••• wirehouse
Nov 28, 2023 to Jan 9, 2024 · Charlottesville, Va
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Sep 25, 2023 · Atlanta, Ga
B••• S••••••••• L•• former
Feb 28, 2020 to Feb 17, 2021 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to I••••••••• W••••• C••••••• L••
left Jan 9, 2024, registered Oct 23, 2025 (653 days) · Wirehouse to independent RIA
T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Sep 25, 2023, registered Nov 28, 2023 (64 days) · Affiliated broker-dealer or bank to wirehouse
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move

Signals

A•••••• M• W••••• left W•••• F•••• A••••••• for I••••••••• W••••• C••••••• L•• (registered 2025-10-23)
Jan 9, 2024 · Advisor changed firm · fact
A•••••• M• W••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2023-11-28)
Sep 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address